Preconditioned Techniques for Large Eigenvalue Problems

Kesheng Wu
1997

Abstract

This research focuses on finding a large number of eigenvalues and eigenvectors of a sparse symmetric or Hermitian matrix, for example, finding 1000 eigenpairs of a 100,000 $\times$ 100,000 matrix. These eigenvalue problems are challenging because the matrix size is too large for traditional QR based algorithms and the number of desired eigenpairs is too large for most common sparse eigenvalue algorithms. In this thesis, we approach this problem in two steps. First, we identify a sound preconditioned eigenvalue procedure for computing multiple eigenpairs. Second, we improve the basic algorithm through new preconditioning schemes and spectrum transformations.
Through careful analysis, we see that both the Arnoldi and Davidson methods have an appropriate structure for computing a large number of eigenpairs with preconditioning. We also study three variations of these two basic algorithms. Without preconditioning, these methods are mathematically equivalent but they differ in numerical stability and complexity. However, the Davidson method is much more successful when preconditioned. Despite its success, the preconditioning scheme in the Davidson method is seen as flawed because the preconditioner becomes ill-conditioned near convergence. After comparison with other methods, we find that the effectiveness of the Davidson method is due to its preconditioning step being an inexact Newton method. We proceed to explore other Newton methods for eigenvalue problems to develop preconditioning schemes without the same flaws. We found that the simplest and most effective preconditioner is to use the Conjugate Gradient method to approximately solve equations generated by the Newton methods. Also, a different strategy of enhancing the performance of the Davidson method is to alternate between the regular Davidson iteration and a polynomial method for eigenvalue problems. To use these polynomials, the user must decide which intervals of the spectrum the polynomial should suppress. We studied different schemes of selecting these intervals, and found that these hybrid methods with polynomials can be effective as well. Overall, the Davidson method with the CG preconditioner was the most successful method the eigenvalue problems we tested.

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